Francisco Llamosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Llamosa, who also goes by Francisco C Llamosa, Francisco Carlos Llamosa, Francisco Llamosa, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1993. Francisco had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - August 15, 2020
BANORTE ASSET MANAGEMENT, INC.
May 29, 2020 - August 15, 2020
BANORTE SECURITIES INTERNATIONAL, LTD.
April 9, 2019 - November 15, 2019
EDWARD JONES
March 18, 2019 - November 15, 2019
EDWARD JONES
December 4, 2008 - July 23, 2010
CHASE INVESTMENT SERVICES CORP.
December 3, 2008 - July 23, 2010
CHASE INVESTMENT SERVICES CORP.
October 4, 2004 - October 24, 2008
UBS INTERNATIONAL INC.
October 4, 2004 - October 24, 2008
UBS INTERNATIONAL INC.
January 8, 2004 - October 4, 2004
CITIGROUP GLOBAL MARKETS INC.
December 19, 2003 - October 4, 2004
CITIGROUP GLOBAL MARKETS INC.
October 29, 1996 - May 25, 2000
ATLAS GLOBAL GROUP, L.P.
September 22, 1994 - November 7, 1994
BANORTE SECURITIES INTERNATIONAL, LTD.
July 19, 1993 - June 29, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BANORTE ASSET MANAGEMENT, INC.
CRD#: 290555 / SEC#: 801-114865
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2019
General Securities Representative ExaminationCurrent Firm
BANORTE ASSET MANAGEMENT, INC.
CRD#: 290555 / SEC#: 801-114865
Contact information
SEC notice filing (1 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 691 |
| AUM (Assets Under Management) | $ 336,853,862 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
