Brian M. Oard

A&M PRIVATE WEALTH PARTNERS

THOUSAND OAKS, CA

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CRD#: 2354814

Professional summary

Brian Michael Oard, CFP®, who also goes by Max Oard, is a registered financial advisor currently at A&M PRIVATE WEALTH PARTNERS, LLC located in Thousand Oaks, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Max Oard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIRE PROPERTIES, LLC; NON-INVESTMENT RELATED; THOUSAND OAKS, CA; INVESTMENTS IN SINGLE FAMILY HOME RENTALS; OWNER; START JULY 2013; 3 HOURS PER MONTH. 0 HOURS PER MONTH DURING TRADING HOURS; OVERSEE PROPERTY MANAGER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Oard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

December 2, 2024 - Present

A&M PRIVATE WEALTH PARTNERS, LLC

RIA

CRD#: 331478

THOUSAND OAKS, CA

Past

October 13, 2011 - December 1, 2017

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

LOS ANGELES, CA

Past

April 18, 2006 - October 9, 2006

MBSC, LLC

RIA

CRD#: 42430

GLENDALE, CA

Past

April 18, 2006 - October 9, 2006

MBSC, LLC

CRD#: 42430

NEW YORK, NY

Past

December 16, 2003 - February 17, 2006

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SIMI VALLEY, CA

Past

December 16, 2003 - February 17, 2006

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

SIMI VALLEY, CA

Past

January 2, 2003 - December 16, 2003

GOLD COAST SECURITIES, INC.

RIA

CRD#: 110925

THOUSAND OAKS, CA

Past

January 2, 2003 - December 16, 2003

GOLD COAST SECURITIES, INC.

CRD#: 110925

THOUSAND OAKS, CA

Past

April 12, 2001 - January 3, 2003

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WESTLAKE VILLAGE, CA

Past

April 4, 2001 - January 3, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

June 26, 2000 - April 9, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 3, 1999 - June 20, 2000

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

July 15, 1993 - May 3, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A&M PRIVATE WEALTH PARTNERS, LLC

CRD#: 331478 / SEC#: 801-130473

RIA

Registered Investment Advisory firm - (6/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/23/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/10/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/10/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

A&M PRIVATE WEALTH PARTNERS, LLC

CRD#: 331478 / SEC#: 801-130473

RIA

Registered Investment Advisory firm - (6/14/2024 Approved)

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Contact information

Main Address

300 Banyan Blvd 10th Floor, West Palm Beach, FL 33401

Mailing Address

Phone number

(561) 268-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMPWM FORM ADV PART 2A BROCHURE (7/2/2025)

Regulatory assets under management

Total Number of Accounts	150
AUM (Assets Under Management)	$ 1,566,202,969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Oard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Michael Oard's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN TRUST SECURITIES, INC.

MBSC, LLC

MBSC, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

GOLD COAST SECURITIES, INC.

GOLD COAST SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OSAIC FA, INC.

WS GRIFFITH SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

A&M PRIVATE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/2011

Series 65

Date: 7/10/1997

SIE

Date: 12/1/2017

Series 7

Date: 10/1/1997

Series 6

Date: 7/14/1993

Series 24

Date: 10/22/1997

Series 26

Date: 12/10/1996

Current Firm

A&M PRIVATE WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A&M PRIVATE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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