Michael W. Griffith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Griffith was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2010 - October 25, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
January 20, 2010 - October 25, 2013
J.P. TURNER & COMPANY, L.L.C.
September 6, 2005 - February 4, 2010
FIRST ALLIED SECURITIES, INC.
May 6, 2005 - February 4, 2010
FIRST ALLIED SECURITIES, INC.
February 28, 1996 - May 6, 2005
OSAIC WEALTH, INC.
May 28, 1993 - February 29, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/13/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
CRD#: 124446 / SEC#: 801-67970
Contact information
Red Flags
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