Frank S. Vukov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Steven Vukov was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1993. Frank had worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2020 - September 1, 2021
PTR, INC.
October 1, 2012 - July 17, 2013
PTR, INC.
March 1, 2010 - October 1, 2012
GI BROKERAGE, INC.
September 25, 2009 - November 14, 2012
BENJAMIN & JEROLD BROKERAGE I, LLC
April 4, 2008 - March 3, 2010
SNB SECURITIES, INC.
March 7, 2007 - April 2, 2008
PTR, INC.
December 4, 2006 - March 2, 2007
LL PARTNERS, INC.
May 18, 2006 - December 11, 2006
COLLINS STEWART INC.
February 7, 2005 - April 7, 2005
CORNETTE, CHRISTOPHER
January 8, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
July 26, 2001 - January 28, 2005
BURLINGTON CAPITAL MARKETS INC.
April 6, 2001 - July 31, 2001
PERSHING LLC
November 13, 1996 - June 25, 1997
SCHON-EX LLC
April 12, 1996 - June 20, 1997
SCHONFELD SECURITIES, LLC
February 22, 1995 - November 9, 1995
SCHONFELD SECURITIES, LLC
October 19, 1993 - June 26, 1994
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 8/21/2020
Securities Trader ExamCurrent Firm
PTR, INC.
CRD#: 31559 / SEC#: , 8-39854
Contact information
Documents
Disclosures
| Regulatory Event | 28 |
Red Flags
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