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MZ

Mark Zichelli

QUASAR DISTRIBUTORS
Purchase, NY 10577
Some features on this profile are disabled
CRD#: 2354611
MZ

Professional summary


Mark Zichelli SR., who also goes by Mark L Zichelli, Mark Lawrence Zichelli Sr., Mark Lawrence Zichelli, Mark Zichelli, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Purchase, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark L Zichelli | Mark Lawrence Zichelli Sr. | Mark Lawrence Zichelli | Mark Zichelli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Zichelli SR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 13, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 4 Manhattanville Road, Purchase, NY 10577
BD
CRD#: 103848
Purchase, NY
Past

September 18, 2018 - December 31, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Purchase, NY
Past

May 9, 2001 - September 17, 2018

OLSTEIN CAPITAL MANAGEMENT, L.P.

BD
CRD#: 38474
PURCHASE, NY
Past

July 7, 1999 - February 9, 2001

U.S. GROWTH INVESTMENTS, INC.

BD
CRD#: 38969
MINNETONKA, MN
Past

July 31, 1993 - March 13, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 1, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2023)
RR
Alaska
(1/3/2023)
RR
Arizona
(1/3/2023)
RR
Arkansas
(1/3/2023)
RR
California
(1/3/2023)
RR
Colorado
(1/3/2023)
RR
Connecticut
(1/3/2023)
RR
Delaware
(1/3/2023)
RR
District of Columbia
(1/3/2023)
RR
Florida
(1/3/2023)
RR
Georgia
(1/3/2023)
RR
Hawaii
(1/3/2023)
RR
Idaho
(1/3/2023)
RR
Illinois
(1/3/2023)
RR
Indiana
(1/3/2023)
RR
Iowa
(1/3/2023)
RR
Kansas
(1/3/2023)
RR
Kentucky
(1/3/2023)
RR
Louisiana
(1/3/2023)
RR
Maine
(1/3/2023)
RR
Maryland
(1/3/2023)
RR
Massachusetts
(1/3/2023)
RR
Michigan
(1/3/2023)
RR
Minnesota
(1/3/2023)
RR
Mississippi
(1/3/2023)
RR
Missouri
(1/3/2023)
RR
Montana
(1/3/2023)
RR
Nebraska
(1/3/2023)
RR
Nevada
(1/3/2023)
RR
New Hampshire
(1/3/2023)
RR
New Jersey
(1/3/2023)
RR
New Mexico
(1/3/2023)
RR
New York
(1/3/2023)
RR
North Carolina
(1/3/2023)
RR
North Dakota
(1/3/2023)
RR
Ohio
(1/3/2023)
RR
Oklahoma
(1/3/2023)
RR
Oregon
(1/3/2023)
RR
Pennsylvania
(1/3/2023)
RR
Puerto Rico
(1/3/2023)
RR
Rhode Island
(1/3/2023)
RR
South Carolina
(1/3/2023)
RR
South Dakota
(1/3/2023)
RR
Tennessee
(1/3/2023)
RR
Texas
(1/3/2023)
RR
Utah
(1/3/2023)
RR
Vermont
(1/3/2023)
RR
Virgin Islands
(1/3/2023)
RR
Virginia
(1/3/2023)
RR
Washington
(1/3/2023)
RR
West Virginia
(1/3/2023)
RR
Wisconsin
(1/3/2023)
RR
Wyoming
(1/3/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/18/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUASAR DISTRIBUTORS, LLC

CRD#: 103848Purchase, NY 10577

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