CG
Christopher D. Gammon
WESTPARK WEALTH ADVISORS
Houston, TX 77077
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CRD#: 2354523
CG
Professional summary
Christopher David Gammon, CFP®, who also goes by Chris Gammon, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Houston, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Gammon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: RIA Firm. Position/Title/Relationship: Owner. Start Date: 01/2000. Hours per month: 40. Hours per month during Securities trading hours: This business works in tandem with my securities business. Duties/Responsibilities: I am in charge of the firm; my existing staff processes the business. I am in charge of all the financial information as well. 2) Name of Business: IMS Insurance Agency, Inc. Non-Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Insurance agency for fixed business. Position/Title/Relationship: Owner. Start Date: 01/2000. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: This is an old insurance agency that trails still are paid to. Very little business. 3) Name of Business: Westpark Wealth Management LLC. Non-Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: LLC that is used for tax purposes for business expenses. Position/Title/Relationship: Owner. Start Date: 01/2018. Hours per month: 1-2. Hours per month during Securities trading hours: 0. Duties/Responsibilities: LLC is only to keep my expenses and income from securities separate for tax purposes. 4) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Advisory Services. Position/Title/Relationship: CEO/IAR. Start Date: 01/2000. Hours per month: 48. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Advisory services to clients and I also prepare all the financials for the company.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Gammon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
May 13, 2004 - Present
WESTPARK WEALTH ADVISORS, INC.
Office #1: 13111 Westheimer Rd. Suite 475, Houston, TX 77077RIA
CRD#: 130914
Houston, TX
Current
November 13, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077RIA
BD
CRD#: 20999
Houston, TX
Past
January 18, 2000 - December 31, 2004
IMS SECURITIES, INC.
RIA
CRD#: 35567
HOUSTON, TX
Past
November 15, 1999 - December 28, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
HOUSTON, TX
Past
February 18, 1994 - March 20, 1999
IMS SECURITIES, INC.
BD
CRD#: 35567
HOUSTON, TX
Past
November 24, 1993 - December 31, 1993
RETIREMENT INVESTMENT GROUP
BD
CRD#: 7421
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/28/2018)
RR
Arizona(4/9/2018)
RR
Arkansas(3/27/2018)
RR
California(3/21/2018)
RR
Colorado(5/11/2018)
RR
Florida(3/21/2018)
RR
Georgia(3/21/2018)
RR
Idaho(3/21/2018)
RR
Illinois(8/15/2018)
RR
Indiana(1/22/2024)
RR
Iowa(9/29/2021)
IAR
Iowa(7/9/2025)
RR
Kansas(1/2/2024)
RR
Kentucky(1/10/2024)
RR
Louisiana(3/22/2018)
RR
Michigan(3/23/2018)
IAR
Michigan(10/29/2018)
RR
Minnesota(1/2/2024)
RR
Missouri(2/1/2024)
RR
Nevada(3/27/2018)
RR
New Hampshire(1/8/2024)
RR
New Jersey(3/26/2018)
RR
New Mexico(1/4/2024)
RR
New York(4/6/2018)
RR
North Carolina(1/4/2024)
RR
North Dakota(4/22/2019)
RR
Ohio(3/20/2018)
RR
Oklahoma(3/23/2018)
RR
Oregon(3/21/2018)
RR
Pennsylvania(1/8/2024)
RR
South Carolina(3/27/2018)
RR
South Dakota(1/2/2024)
RR
Tennessee(3/20/2019)
IAR
Texas(5/13/2004)
RR
Texas(3/2/2018)
RR
Utah(3/25/2019)
RR
Virginia(8/28/2018)
IAR
Virginia(3/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
