Robert H. Hampton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Hicks Hampton was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 51, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2011 - April 2, 2020
HOUSTON ASSET MANAGEMENT, INC.
January 23, 2008 - May 16, 2011
EXECUTIVE ASSET ADVISORY, INC.
October 31, 2005 - April 3, 2020
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 10, 1992 - December 31, 2007
EXECUTIVE ASSET ADVISORY, INC.
March 11, 1980 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
April 18, 1974 - February 18, 1980
FINANCIAL SQUARE PARTNERS
October 24, 1973 - May 25, 1974
THOMSON MCKINNON SECURITIES INC.
February 14, 1972 - November 2, 1973
KOHLMEYER & CO.
August 25, 1969 - March 10, 1972
ROWLES WINSTON & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/27/1967
Registered Representative ExaminationSeries 40
Date: 8/4/1969
Registered Principal ExaminationCurrent Firm
HOUSTON ASSET MANAGEMENT, INC.
CRD#: 114126 / SEC#:
Contact information
Red Flags
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