Jon R. Lee

TACTIVE ADVISORS

SARASOTA, FL 34236

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CRD#: 2354294

Professional summary

Jon R Lee, who also goes by Jon Raymond Lee, is a registered financial advisor currently at TACTIVE ADVISORS, LLC located in Sarasota, Florida and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Sarasota, Florida.

Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jon has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Raymond Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LCM CAPITAL ADVISORS, 1924 S. OSPREY AVE. STE 202 SARASOTA, FL 34239, DBA LCM CAPITAL SECURITIES OFFERED THROUGH AMERICAN GLOBAL WEALTH MANAGEMENT, INC.; PARTNER INVESTMENT RELATED; 2010; 60 HOURS PER MONTH DEVOTED TO BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon R Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2024 - Present

TACTIVE ADVISORS, LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 309311

SARASOTA, FL

Current

August 30, 2024 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 2070 Ringling Blvd Suite 200, Sarasota, FL 34237

CRD#: 7388

Sarasota, FL

Past

May 27, 2025 - August 25, 2025

GLOBAL INVESTMENT ADVISORY

RIA

CRD#: 310305

Sarasota, FL

Past

June 24, 2022 - September 7, 2022

ACCURATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 298137

Sarasota, FL

Past

June 3, 2022 - September 7, 2022

AAG CAPITAL, INC

CRD#: 188

Sarasota, FL

Past

June 8, 2020 - February 1, 2024

EAGLE WEALTH ADVISORS

RIA

CRD#: 299219

Sarasota, FL

Past

June 17, 2015 - June 1, 2022

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

SARASOTA, FL

Past

June 17, 2015 - June 1, 2022

AEGIS CAPITAL CORP.

CRD#: 15007

SARASOTA, FL

Past

April 1, 2010 - June 17, 2015

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

SARASOTA, FL

Past

March 16, 2010 - June 17, 2015

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

SARASOTA, FL

Past

July 23, 2007 - March 23, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

SARASOTA, FL

Past

July 20, 2007 - March 23, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

SARASOTA, FL

Past

March 9, 2001 - July 30, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SARASOTA, FL

Past

March 9, 2001 - July 30, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SARASOTA, FL

Past

November 1, 1996 - March 29, 2001

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

September 3, 1993 - November 7, 1996

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/28/2025)

California
(6/10/2025)

Connecticut
(6/11/2025)

IAR

Florida
(2/9/2024)

Florida
(9/9/2024)

Georgia
(9/5/2024)

Illinois
(6/24/2025)

Michigan
(3/18/2025)

New York
(5/30/2025)

North Carolina
(9/10/2024)

Ohio
(6/17/2025)

Oklahoma
(5/27/2025)

Tennessee
(6/10/2025)

Texas
(8/31/2025)

Virginia
(6/11/2025)

Wisconsin
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/22/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/2/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(855) 282-2848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TACTIVE ADVISORS, LLC - ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	2,671
AUM (Assets Under Management)	$ 456,874,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon R. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon R Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

GLOBAL INVESTMENT ADVISORY

ACCURATE WEALTH MANAGEMENT, LLC

AAG CAPITAL, INC

EAGLE WEALTH ADVISORS

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

TACTIVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/1996

Series 63

Date: 7/16/1993

SIE

Date: 10/1/2018

Series 31

Date: 6/22/2006

Series 7

Date: 9/2/1993

FINRA

Current Firm

TACTIVE ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TACTIVE ADVISORS, LLC

TRUST BUT VERIFY

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