Beverly J. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverly June Walter, CFP®, who also goes by Beverly Willis, was a registered financial professional .
Beverly is a previously registered financial professional and started their career in finance in 1993. Beverly had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2015 - May 24, 2016
TEDSTROM WEALTH ADVISORS, INC.
November 8, 2005 - June 10, 2016
LPL FINANCIAL LLC
November 8, 2005 - June 10, 2016
LPL FINANCIAL LLC
June 8, 2004 - September 15, 2005
CHARLES SCHWAB & CO., INC.
February 2, 1994 - September 15, 2005
CHARLES SCHWAB & CO., INC.
July 22, 1993 - February 3, 1994
IDS LIFE INSURANCE COMPANY
July 22, 1993 - February 3, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TEDSTROM WEALTH ADVISORS, INC.
CRD#: 127708 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
