Edward L. Hampp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Lee Hampp, who also goes by Ed Hampp, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1978. Edward had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2006 - April 25, 2012
FIRST HEARTLAND CAPITAL, INC.
February 3, 2003 - November 28, 2006
WOODBURY FINANCIAL SERVICES, INC.
November 15, 2001 - February 5, 2003
SIGNATOR FINANCIAL SERVICES, INC.
February 6, 1991 - November 19, 2001
WOODBURY FINANCIAL SERVICES, INC.
March 1, 1978 - September 26, 1989
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/16/1970
Registered Representative ExaminationCurrent Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
