Robert C. Barthen

GATEWAY WEALTH PARTNERS

Eau Claire, WI

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CRD#: 2354116

Professional summary

Robert Christopher Barthen, who also goes by Rob Barthen Jr, Robert Christopher Barthen Jr, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Eau Claire, Wisconsin and LPL FINANCIAL LLC located in Eau Claire, Wisconsin.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Barthen Jr | Robert Christopher Barthen Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Christopher Barthen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Eau Claire, WI

Current

December 1, 2025 - Present

LPL FINANCIAL LLC

Office #1: 2115 E Clairmont Ave Ste 3a, Eau Claire, WI 54701

RIA

CRD#: 6413

EAU CLAIRE, WI

Past

January 19, 2024 - December 3, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

EAU CLAIRE, WI

Past

January 19, 2024 - December 3, 2025

OSAIC WEALTH, INC.

CRD#: 23131

EAU CLAIRE, WI

Past

March 8, 2021 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

EAU CLAIRE, WI

Past

March 8, 2021 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

EAU CLAIRE, WI

Past

November 19, 2020 - March 22, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Eau Claire, WI

Past

May 24, 2018 - March 22, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

EAU CLAIRE, WI

Past

April 11, 2018 - May 29, 2018

QUESTAR CAPITAL CORPORATION

CRD#: 43100

EAU CLAIRE, WI

Past

July 31, 2015 - May 4, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

EAU CLAIRE, WI

Past

December 7, 2011 - January 4, 2012

PRINCIPAL SECURITIES, INC.

CRD#: 1137

EAU CLAIRE, WI

Past

January 6, 2010 - August 5, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

EAU CLAIRE, WI

Past

October 11, 2004 - January 4, 2010

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

EAU CLAIRE, WI

Past

December 4, 2003 - October 25, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 1, 2002 - December 11, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

August 27, 1993 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/2/2026)

Minnesota
(12/1/2025)

Texas
(1/2/2026)

Wisconsin
(12/1/2025)

IAR

Wisconsin
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/26/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert C. Barthen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Christopher Barthen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

QUESTAR CAPITAL CORPORATION

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRINCIPAL SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

LPL FINANCIAL LLC

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2020

Series 63

Date: 6/1/1993

SIE

Date: 10/1/2018

Series 6

Date: 8/26/1993

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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