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MS

Michael Stuart

OMNISTAR FINANCIAL GROUP
Wilmington, NC 28403
Some features on this profile are disabled
CRD#: 2354107
MS

Professional summary

Michael Stuart, who also goes by Michael David Stuart, Mike Stuart, is a registered financial advisor currently at OMNISTAR FINANCIAL GROUP, INC. located in Wilmington, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael David Stuart | Mike Stuart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stuart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2026 - Present

OMNISTAR FINANCIAL GROUP, INC.

Office #1: 1712 Eastwood Road Suite 212, Wilmington, NC 28403
RIA
CRD#: 138515
Wilmington, NC
Past

December 14, 2023 - August 26, 2025

OAK HARVEST INVESTMENT SERVICES

RIA
CRD#: 173293
HOUSTON, TX
Past

July 13, 2018 - March 18, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

November 9, 2000 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
FRIENDSWOOD, TX
Past

August 18, 1993 - March 18, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
FRIENDSWOOD, TX
Past

June 15, 1993 - August 2, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OMNISTAR FINANCIAL GROUP, INC.
NORTH STAR FINANCIAL GROUP | OMNISTAR FINANCIAL GROUP, INC. | OMNISTAR FINANCIAL GROUP | OMNI STAR FINANCIAL GROUP, INC. | NORTH STAR FINANCIAL GROUP, INC.

CRD#: 138515 / SEC#: 801-107868

RIA
Registered Investment Advisory firm - (6/3/2016 Approved)
North Carolina
Registered Investment Advisory firm - (6/13/2016 Terminated)
South Carolina
Registered Investment Advisory firm - (6/13/2016 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(5/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/7/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/4/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/5/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/20/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

OF
OMNISTAR FINANCIAL GROUP, INC.
NORTH STAR FINANCIAL GROUP | OMNISTAR FINANCIAL GROUP, INC. | OMNISTAR FINANCIAL GROUP | OMNI STAR FINANCIAL GROUP, INC. | NORTH STAR FINANCIAL GROUP, INC.

CRD#: 138515 / SEC#: 801-107868

RIA
Registered Investment Advisory firm - (6/3/2016 Approved)
North Carolina
Registered Investment Advisory firm - (6/13/2016 Terminated)
South Carolina
Registered Investment Advisory firm - (6/13/2016 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2016 Terminated)
Loading...

Contact information

Main Address
1712 Eastwood Road Suite 212, Wilmington, NC 28403
Mailing Address
Phone number
(910) 319-7834
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OMNISTAR FINANCIAL GROUP PART 2 DISCLOSURE BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts963
AUM (Assets Under Management)$ 228,789,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OMNISTAR FINANCIAL GROUP, INC.

CRD#: 138515Wilmington, NC 28403

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