John Charles Mccarty
Professional Summary
John Charles Mccarty was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2020. John had worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 55, Series 7, Series 54, Series 4, Series 8, Series 27, Series 24 and Series 14 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH BRIDGE CAPITAL, LLC
Contact Information
Established
Massachusetts since 06/30/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Oct 2018About the Series 50 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2001Series 54 — Municipal Advisor Principal Qualification Examination
Passed Jun 2019About the Series 54 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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