William G. Hammond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Hammond, who also goes by Bill Hammond, William G Hammond, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2020 - December 31, 2020
LINSCOMB WEALTH, INC.
August 21, 2018 - March 26, 2020
SOUTHBRIDGE
May 3, 2017 - August 21, 2018
HAMMOND INVESTMENT PLANNING CORPORATION
September 13, 2005 - August 30, 2017
TRIAD ADVISORS LLC
December 11, 2002 - September 13, 2005
DUNWOODY BROKERAGE SERVICES, INC.
November 16, 2001 - April 25, 2003
H & L EQUITIES, LLC
August 27, 1990 - December 31, 1993
NEW ENGLAND SECURITIES
October 18, 1988 - October 25, 1988
GUARDIAN INVESTOR SERVICES LLC
May 12, 1982 - November 15, 2001
RS EQUITIES, INC.
March 9, 1973 - August 2, 1973
AMERICAN EXPRESS FINANCIAL CORPORATION
March 9, 1973 - August 2, 1973
AMERIPRISE FINANCIAL SERVICES, LLC
March 9, 1973 - August 2, 1973
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1973
Registered Representative ExaminationCurrent Firm
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,814 |
| AUM (Assets Under Management) | $ 4,566,838,983 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/20/2024 | ||
| 01/24/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
