Oliver J. Richmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oliver James Richmond JR, who also goes by Oliver J Richmond Jr, was a registered financial professional .
Oliver is a previously registered financial professional and started their career in finance in 1993. Oliver had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2003 - December 31, 2015
RICHMOND FINANCIAL GROUP
August 11, 1999 - January 22, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 11, 1999 - January 22, 2001
OSAIC FA, INC.
January 12, 1995 - September 21, 1995
PRUCO SECURITIES, LLC.
July 8, 1993 - October 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RICHMOND FINANCIAL GROUP
CRD#: 122942 / SEC#:
Contact information
Red Flags
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