JA
Jon S. Alin
CETERA INVESTMENT ADVISERS LLC
BOCA RATON, FL 33432
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CRD#: 2353855
JA
Professional summary
Jon Stephen Alin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jon has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EAST COAST BASKETBALL OFFICIALS ASSOCIATION (ECBOA); 3300 FOREST HILL BLVD, WEST PALM BEACH, FL 334046; REFEREE HS AND MIDDLE SCHOOL BOYS AND GIRLS BASKETBALL. I HAVE NO AUTHORITY TO SIGN FOR OR HANDLE MONEY. THE ADDRESS LISTED ABOVE IS FOR THE PALM BEACH SCHOOL BOARD, WHERE ARE MEETINGS ARE HELD; REFEREE; 8 HRS A MONTH; ZERO DURING TRADING HRS; COMPENSATION IS $40-$75 PER GAME 2) PARKLAND DEPARTMENT OF RECREATION; SINCE 1/29/2013; 10561 TRAILS END, PARKLAND, FL, 33067; REFEREE; I WOULD BE REFEREEING RECREATION BASKETBALL GAMES IN PARKLAND, FL; 10 HOURS SPENT ON ACTIVITY PER MONTH; 0 DURING TRADING HOURS COMPENSATION: $20/GAME 3) THE ALIN FINANCIAL GROUP; SINCE 04/15/2014; OWNER/PRESIDENT; SAME AS BRANCH ADDRESS; DBA NAME CHANGE FROM SUMMIT BROKERAGE SERVICES TO THE ALIN FINANCIAL GROUP; 160 HOURS SPENT ON ACTIVITY PER MONTH, 160 DURING TRADING HOURS 4) SUPERSPORTS OF BOCA RATON 11871 SW 8TH COURT DAVIE, FL 33325:BASKETBALL REFEREE: $20 PER GAME 5) BOCA HOOPS PO BOX 6068 BOCA RATON FL 33427 USA; REFEREE; $30 PER GAME; ZERO DURING BUSINESS HOURS 6) NAME OF OTHER BUSINESS: LA FITNESS ; INVESTMENT RELATED: NO ; ADDRESS: 4950 TECHNOLOGY WAY BOCA RATON, FL 33431 ; NATURE OF BUSINESS: FITNESS ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: REFEREE ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REFEREE 2-3 GAMES PER WEEK AT NIGHT ; 7) NAME OF OTHER BUSINESS: PARKLAND BASKETBALL CLUB ; INVESTMENT RELATED: NO ; ADDRESS: 11835 S. BAYPOINT CIRCLE, PARKLAND, FL 33076 ; NATURE OF BUSINESS: BASKETBALL CLUB ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: KEEP MINUTES OF MEETINGS ; 8) NAME OF OTHER BUSINESS: WEST BOCA HOOPS ; INVESTMENT RELATED: NO ; ADDRESS: VARIOUS LOCATIONS ; NATURE OF BUSINESS: BASKETBALL LEAGUE ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: REFEREE ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REFEREE RECREATION BASKETBALL GAMES ON WEEKENDS ; 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES AND LONG-TERM CARE; 10) NAME OF OTHER BUSINESS: LYNN UNIVERSITY, INVESTMENT RELATED: NO, ADDRESS: 3601 N. MILITARY TRAIL, BOCA RATON, FL, 33431, NATURE OF BUSINESS: SCHOLASTIC SPORTS, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: CLOCK OPERATOR, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OPERATION OF GAME CLOCK; 11) NAME OF OTHER BUSINESS: MITCH KAUFMAN, INVESTMENT RELATED: NO, ADDRESS: 1012 N OCEAN BLVD, APT. 1402, POMPANO BEACH, FL, 33062, NATURE OF BUSINESS: WOMEN'S COLLEGE JUCO BASKETBALL REFEREES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: REFEREE, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFEREE BASKETBALL GAMES AS ASSIGNED; 12) NAME OF OTHER BUSINESS: EAST COAST BASKETBALL OFFICIALS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 6663 LAKE ISLAND DR, LAKE WORTH, FL 33467; NATURE OF BUSINESS: BOARD; START: 9/2024; TITLE: SECRETARY; APX # OF HRS/WK: 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: TAKE MEETING MINUTES AND MAINTAIN RECORDS, TAKE ATTENDANCE AT MEETINGS, CERTIFY PROPER CREDENTIALING OF BASKETBALL OFFICIALS;
CRS (Client Relationship Summary) - RIA
Click below to view Jon Stephen Alin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Ne Mizner Blvd Ste 550, Boca Raton, FL 33432RIA
CRD#: 105644
BOCA RATON, FL
Current
August 22, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 225 Ne Mizner Blvd Ste 550, Boca Raton, FL 33432BD
CRD#: 13572
Boca Raton, FL
Past
March 12, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BOCA RATON, FL
Past
June 30, 2010 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BOCA RATON, FL
Past
June 30, 2010 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BOCA RATON, FL
Past
January 12, 2009 - June 30, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ROSELAND, NJ
Past
December 10, 2002 - January 12, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ROSELAND, NJ
Past
October 28, 2002 - June 30, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ROSELAND, NJ
Past
August 1, 2001 - October 30, 2002
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MORRISTOWN, NJ
Past
October 1, 1999 - October 30, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 5, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
June 23, 1993 - February 9, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/20/2019)
RR
Colorado(5/14/2020)
RR
Connecticut(9/20/2019)
RR
Florida(9/27/2019)
IAR
Florida(3/28/2023)
RR
Georgia(9/20/2019)
RR
Nevada(9/20/2019)
RR
New Jersey(9/20/2019)
RR
New York(9/20/2019)
RR
South Carolina(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Virginia(9/20/2019)
RR
West Virginia(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boca Raton, FL 33432TRUST BUT VERIFY
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