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Christopher David Carnal

GLOBAL ATLANTIC DISTRIBUTORS
Phoenix, AZ
·CRD# 2353765·33 years experience

Professional Summary

Christopher David Carnal, who also goes by Chris Carnal, Christopher D Carnal, is a registered financial advisor currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Phoenix, Arizona. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Carnal, Christopher D Carnal

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Phoenix, AZ
May 16, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Scottsdale, AZ
November 1, 2023 - May 13, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Frisco, TX
September 26, 2023 - May 13, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
New York, NY
October 3, 2019 - March 19, 2021
CORECAP INVESTMENTS, LLC·CRD# 37068
BD
Southfield, MI
July 23, 2013 - December 18, 2013
PROTECTIVE WEALTH MANAGEMENT, LLC·CRD# 165387
RIA
Scottsdale, AZ
June 19, 2013 - December 20, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Paradise Valley, AZ
May 23, 2007 - July 23, 2012
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
San Mateo, CA
December 1, 2005 - March 13, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 7, 2004 - December 1, 2005
VOYA INVESTMENTS DISTRIBUTOR, LLC·CRD# 37886
BD
Windsor, CT
November 21, 2000 - April 8, 2004
PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
Newport Beach, CA
January 27, 1998 - December 6, 2000
FIRST OF MICHIGAN CORPORATION·CRD# 311
BD
Detroit, MI
July 13, 1993 - January 7, 1998

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Current Firm

GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC

FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326 / SEC#: 8-25027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Mailing Address

One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103

Phone Number

(877) 454-4777

Established

Delaware since 12/15/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ATLANTIC (FIN) COMPANYOWNER—
BICKLER, JASON ALEXANDERPRESIDENT AND MANAGER4164884
MOORCROFT, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER4258952
PAULOUSKY, MICHAEL RYANTREASURER7339297
RAMOS, SAMUELGENERAL COUNSEL AND SECRETARY6722343
RIP, OLGAFINOP AND CHIEF FINANCIAL OFFICER5440553
RUTHERFORD, KELLY JUNESENIOR VICE-PRESIDENT7282305
SIEGEL, DEAN CYRUSVICE PRESIDENT3224832
WEISS, DAVID LEESENIOR VICE PRESIDENT2345057

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name: Equality Health Foundation Position: Board Member Nature: We exist to level the healthcare playing field in the communities we touch. Investment Related: No Hours: 0Securities Trading Hours: 0Start Date: 08/29/2018 Address: 521 S 3rd St, Phoenix AZ 85004, United States Description: I am a Board member of the Equality Health Foundation. We are unpaid for our activity.
(2) Name: The Daily Vest Position: Outside advisor Nature: The Daily Vest provides businesses with qualified leads for their business activities and provides a systematic contact process enabling the company to establish a relationship with that lead. Investment Related: No Hours: 1Securities Trading Hours: 0Start Date: 05/15/2023 Address: Home Address, Scottsdale AZ 85258, United States Description: I am an outside advisor, providing counsel on sales organization growth strategies. Daily Vest was started 4 years ago by some friends who asked me, prior to re-joining TIAA, if I would help them with sales strategy.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/15/2025)
RR
Alaska
(5/28/2024)
RR
Arizona
(5/23/2024)
RR
Arkansas
(10/20/2025)
RR
California
(5/17/2024)
RR
Colorado
(5/16/2024)
RR
Connecticut
(10/29/2025)
RR
Florida
(5/16/2024)
RR
Georgia
(10/29/2025)
RR
Hawaii
(6/19/2024)
RR
Idaho
(5/21/2024)
RR
Illinois
(10/21/2025)
RR
Indiana
(10/16/2025)
RR
Iowa
(5/17/2024)
RR
Kansas
(5/16/2024)
RR
Kentucky
(10/16/2025)
RR
Louisiana
(10/15/2025)
RR
Minnesota
(5/24/2024)
RR
Mississippi
(10/20/2025)
RR
Missouri
(5/16/2024)
RR
Montana
(5/28/2024)
RR
Nebraska
(5/17/2024)
RR
Nevada
(5/23/2024)
RR
North Dakota
(5/28/2024)
RR
Oklahoma
(10/16/2025)
RR
Oregon
(5/23/2024)
RR
South Carolina
(10/21/2025)
RR
South Dakota
(5/16/2024)
RR
Tennessee
(10/16/2025)
RR
Texas
(5/16/2024)
RR
Utah
(5/17/2024)
RR
Washington
(5/29/2024)
RR
Wisconsin
(5/20/2024)
RR
Wyoming
(5/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2023About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1993About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2022About the Series 7TO exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher David Carnal's CRS (Customer Relationship Summary).

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