CC
Christopher D. Carnal
GLOBAL ATLANTIC DISTRIBUTORS
Phoenix, AZ
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CRD#: 2353765
CC
Professional summary
Christopher David Carnal, who also goes by Chris Carnal, Christopher D Carnal, is a registered financial professional currently at GLOBAL ATLANTIC DISTRIBUTORS, LLC located in Phoenix, Arizona.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chris Carnal | Christopher D Carnal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Equality Health Foundation Position: Board Member Nature: We exist to level the healthcare playing field in the communities we touch. Investment Related: No Hours: 0Securities Trading Hours: 0Start Date: 08/29/2018 Address: 521 S 3rd St, Phoenix AZ 85004, United States Description: I am a Board member of the Equality Health Foundation. We are unpaid for our activity. (2) Name: The Daily Vest Position: Outside advisor Nature: The Daily Vest provides businesses with qualified leads for their business activities and provides a systematic contact process enabling the company to establish a relationship with that lead. Investment Related: No Hours: 1Securities Trading Hours: 0Start Date: 05/15/2023 Address: Home Address, Scottsdale AZ 85258, United States Description: I am an outside advisor, providing counsel on sales organization growth strategies. Daily Vest was started 4 years ago by some friends who asked me, prior to re-joining TIAA, if I would help them with sales strategy.
CRS (Client Relationship Summary) - BD
Click below to view Christopher David Carnal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2024 - Present
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
Phoenix, AZ
Past
November 1, 2023 - May 13, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
Scottsdale, AZ
Past
September 26, 2023 - May 13, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
Frisco, TX
Past
October 3, 2019 - March 19, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Past
July 23, 2013 - December 18, 2013
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
SOUTHFIELD, MI
Past
June 19, 2013 - December 20, 2013
PROTECTIVE WEALTH MANAGEMENT, LLC
RIA
CRD#: 165387
SCOTTSDALE, AZ
Past
May 23, 2007 - July 23, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
PARADISE VALLEY, AZ
Past
December 1, 2005 - March 13, 2007
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
October 7, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 21, 2000 - April 8, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
January 27, 1998 - December 6, 2000
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
July 13, 1993 - January 7, 1998
FIRST OF MICHIGAN CORPORATION
BD
CRD#: 311
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2025)
RR
Alaska(5/28/2024)
RR
Arizona(5/23/2024)
RR
Arkansas(10/20/2025)
RR
California(5/17/2024)
RR
Colorado(5/16/2024)
RR
Connecticut(10/29/2025)
RR
Florida(5/16/2024)
RR
Georgia(10/29/2025)
RR
Hawaii(6/19/2024)
RR
Idaho(5/21/2024)
RR
Illinois(10/21/2025)
RR
Indiana(10/16/2025)
RR
Iowa(5/17/2024)
RR
Kansas(5/16/2024)
RR
Kentucky(10/16/2025)
RR
Louisiana(10/15/2025)
RR
Minnesota(5/24/2024)
RR
Mississippi(10/20/2025)
RR
Missouri(5/16/2024)
RR
Montana(5/28/2024)
RR
Nebraska(5/17/2024)
RR
Nevada(5/23/2024)
RR
North Dakota(5/28/2024)
RR
Oklahoma(10/16/2025)
RR
Oregon(5/23/2024)
RR
South Carolina(10/21/2025)
RR
South Dakota(5/16/2024)
RR
Tennessee(10/16/2025)
RR
Texas(5/16/2024)
RR
Utah(5/17/2024)
RR
Washington(5/29/2024)
RR
Wisconsin(5/20/2024)
RR
Wyoming(5/29/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GLOBAL ATLANTIC DISTRIBUTORS, LLC
FORETHOUGHT DISTRIBUTORS, LLC | PLANCO FINANCIAL SERVICES, LLC | PLANCO FINANCIAL SERVICES, INC. | HARTFORD LIFE DISTRIBUTORS, LLC | GLOBAL ATLANTIC DISTRIBUTORS, LLC
CRD#: 8326 / SEC#: , 8-25027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Mailing Address
One Financial Plaza 755 Main Street 24th Floor, Hartford, CT, 06103
Phone number
(877) 454-4777
Established
Delaware since 12/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL ATLANTIC (FIN) COMPANY | OWNER | |
| BICKLER, JASON ALEXANDER | PRESIDENT AND MANAGER | 4164884 |
| MOORCROFT, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER | 4258952 |
| NELSON, PAULA GENEVIEVE | MANAGER, HEAD OF DISTRIBUTION | 2015528 |
| PAULOUSKY, MICHAEL RYAN | TREASURER | 7339297 |
| RAMOS, SAMUEL | GENERAL COUNSEL AND SECRETARY | 6722343 |
| RIP, OLGA | FINOP AND CHIEF FINANCIAL OFFICER | 5440553 |
| RUTHERFORD, KELLY JUNE | SENIOR VICE-PRESIDENT | 7282305 |
| SIEGEL, DEAN CYRUS | VICE PRESIDENT | 3224832 |
| TODD, ERIC DAVID | MANAGER | 2175308 |
| WEISS, DAVID LEE | SENIOR VICE PRESIDENT | 2345057 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
