Gennaro J. Lettera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gennaro Joseph Lettera was a registered financial professional .
Gennaro is a previously registered financial professional and started their career in finance in 1993. Gennaro had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2003 - July 10, 2008
FAGENSON & CO., INC.
November 26, 1993 - January 5, 2004
GJL SECURITIES, INC.
October 1, 1993 - February 10, 2003
GJL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAGENSON & CO., INC.
CRD#: 1781 / SEC#: , 8-9952
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
