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Gennaro Joseph Lettera

CRD# 2353755·Registered 1993 - 2008
Previously Registered: Being a previously registered professional could mean that Gennaro is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gennaro Joseph Lettera was a registered financial advisor. Gennaro was a previously registered financial professional and started their career in finance 1993 - 2008. Gennaro had worked at 2 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

FAGENSON & CO., INC.·CRD# 1781
BD
New York, NY
December 31, 2003 - July 10, 2008
GJL SECURITIES, INC.·CRD# 35584
BD
New York, NY
November 26, 1993 - January 5, 2004
GJL SECURITIES, INC.·CRD# 35584
BD
New York, NY
October 1, 1993 - February 10, 2003

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Current Firm

F&
FAGENSON & CO., INC.

FAGENSON & CO., INC. | FAGENSON AND COMPANY INC. | FAGENSON & COMPANY, INC.

CRD#: 1781 / SEC#: 8-9952
BD
Terminated by SEC on 04/29/2012

Contact Information

Established

Rhode Island since 04/26/1961

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FAGENSON, ROBERT BRUCEPRESIDENT, TREASURER—
FAGENSON, JENNIFER BETHOWNER—
FAGENSON, TOBY KRAKOWEREMPLOYEE—
ARHAKOSLALIMA, BLANCHEMARIECHIEF FINANCIAL OFFICER1721403
PIGNATO, PHILIP B.SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER723809

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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