David W. Varisco

FMSA

Lafayette, LA 70506

Some features on this profile are disabled

CRD#: 2353742

Professional summary

David Wayne Varisco, who also goes by Dave Varisco, is a registered financial advisor currently at FMSA located in Lafayette, Louisiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Varisco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SELL LIFE & HEALTH INSURANCE THROUGH BROKER CONTRACTS WITH COLONIAL LIFE, BLUE CROSS BLUE SHIELD OF LA. AMERICAN GENERAL AND OTHER CARRIERS. 2)FMSA-IAR UNDER THEIR RIA-INVESTMENT ADVISORY 3)OWNER OF MOBILEMYAPP.COM, LLC A WEB BASED MOBILE WEBSITE GENERATOR COMPANY. 4) MUSICIAN. PERFORMING ON DRUMS WITH OTHER MUSICIANS. 5) DISTRIBUTOR FOR A HEALTH SUPPLEMENT WITH LIFEVANTAGE and Young Living Essential Oils COMPANY. 6) CO-OWNER WITH SPOUSE OF OFFICE CONDO LOCATED AT 334 E. FARREL RD., SUITE E., LAFAYETTE, LA 70508.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Varisco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2017 - Present

FMSA

Office #1: 412 West University Ste 103, Lafayette, LA 70506

RIA

CRD#: 154136

Lafayette, LA

Past

January 10, 2007 - May 20, 2009

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

LAFAYETTE, LA

Past

January 4, 2007 - May 23, 2017

OXFORD ASSET MANAGEMENT, LLC

RIA

CRD#: 114571

LAFAYETTE, LA

Past

October 30, 2006 - December 18, 2006

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

October 8, 2002 - October 12, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

LAFAYETTE, LA

Past

October 1, 2002 - October 12, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

LAFAYETTE, LA

Past

June 30, 1993 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/29/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2001

General Securities Principal Examination

Current Firm

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(561) 289-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 189,133,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Minh Pham

NYLIFE SECURITIES LLC

Lafayette, LA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David W. Varisco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Varisco's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOMENTUM INDEPENDENT NETWORK INC.

OXFORD ASSET MANAGEMENT, LLC

1ST DISCOUNT BROKERAGE, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

FMSA

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/1999

Series 7

Date: 6/29/1993

Series 24

Date: 5/9/2001

Current Firm

FMSA

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMSA

TRUST BUT VERIFY

Similar Advisors