Dana Gordon
Professional Summary
Dana Gordon, who also goes by Dana Lynton Gordon, is a registered financial advisor currently at JOSEPH WEALTH MANAGEMENT, LLC located in Marietta, Georgia and JOSEPH EDEN CAPITAL, LLC located in Forest Park, Illinois. Dana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Dana has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dana Lynton Gordon
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
JOSEPH WEALTH MANAGEMENT, LLC
Contact Information
Main Address
7600 West Roosevelt Rd. Suite 10, Forest Park, IL 60130Phone Number
(800) 807-2881# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
134AUM (Assets Under Management)
$17,612,218Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1998SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Dana Gordon's CRS (Customer Relationship Summary).
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