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DG

Dana Gordon

JOSEPH EDEN CAPITAL
Forest Park, IL 60130
Some features on this profile are disabled
CRD#: 2353694
DG

Professional summary

Dana Gordon, who also goes by Dana Lynton Gordon, is a registered financial professional currently at JOSEPH EDEN CAPITAL, LLC located in Forest Park, Illinois.

Dana is registered as a RR (Registered Representative) and started their career in finance in 1993. Dana has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dana Lynton Gordon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dana Gordon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2026 - Present

JOSEPH EDEN CAPITAL, LLC

Office #1: 7600 W. Roosevelt Rd., Forest Park, IL 60130
BD
CRD#: 310317
Forest Park, IL
Past

December 6, 2017 - July 22, 2025

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
ALPHARETTA, GA
Past

November 17, 2016 - July 22, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
Alpharetta, GA
Past

June 3, 2016 - October 4, 2016

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Atlanta, GA
Past

September 22, 2010 - May 26, 2016

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
ATLANTA, GA
Past

September 9, 2008 - May 26, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ATLANTA, GA
Past

February 24, 2005 - January 10, 2007

TRUIST SECURITIES, INC.

RIA
CRD#: 6271
ATLANTA, GA
Past

February 24, 2005 - January 10, 2007

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

May 8, 2003 - July 30, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ATLANTA, GA
Past

August 14, 2002 - July 30, 2008

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

December 21, 2000 - March 5, 2002

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

July 8, 1999 - December 5, 2000

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

October 27, 1998 - June 18, 1999

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

October 11, 1995 - October 26, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

May 13, 1994 - January 19, 1995

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

March 15, 1994 - June 10, 1994

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

July 23, 1993 - March 16, 1994

SOUTH RICHMOND SECURITIES, INC.

BD
CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/13/2026)
RR
Illinois
(3/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/14/2021
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/10/2003
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/11/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

JE
JOSEPH EDEN CAPITAL, LLC
JOS | JOSEPH EDEN INVESTMENTS, LLC | JOSEPH EDEN CAPITAL, LLC

CRD#: 310317 / SEC#: , 8-70574

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7600 W. Roosevelt Rd., Forest Park, IL 60130
Mailing Address
7600 W. Roosevelt Rd., Forest Park, IL 60130
Phone number
(312) 585-8478
Established
Illinois since 06/16/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOSEPH FUND, INC.SOLE MEMBER
BOMA, BRITTANY KCCO & AMLCO7448202
SERRA, CARL ANTHONY IIIFINOP3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOSEPH EDEN CAPITAL, LLC

CRD#: 310317Forest Park, IL 60130

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