Lawrence J. Lasorsa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence John Lasorsa was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1994. Lawrence had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2011 - September 19, 2012
K.C. WARD FINANCIAL
January 27, 2010 - March 12, 2010
PHD CAPITAL
August 4, 2009 - December 8, 2009
PHD CAPITAL
March 23, 2009 - June 19, 2009
ITRADEDIRECT.COM CORP
April 9, 2008 - July 1, 2008
ITRADEDIRECT.COM CORP
January 30, 2007 - February 6, 2008
J.P. TURNER & COMPANY, L.L.C.
September 22, 2005 - December 5, 2006
J.P. TURNER & COMPANY, L.L.C.
July 28, 2003 - September 16, 2005
GUNNALLEN FINANCIAL, INC
February 14, 2003 - July 24, 2003
S.W. BACH & COMPANY
April 22, 2002 - February 25, 2003
GUNNALLEN FINANCIAL, INC
August 24, 2001 - May 14, 2002
SEABOARD SECURITIES, INC.
December 22, 2000 - August 10, 2001
CONTINENTAL BROKER-DEALER CORP.
February 7, 2000 - January 2, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
March 16, 1999 - July 1, 1999
SEABOARD SECURITIES, INC.
April 29, 1998 - September 29, 1998
LT LAWRENCE & CO., INC.
March 12, 1997 - May 4, 1998
SEABOARD SECURITIES, INC.
December 19, 1996 - February 4, 1997
FIRST ASSET MANAGEMENT, INC.
April 17, 1995 - October 25, 1996
SEABOARD SECURITIES, INC.
May 26, 1994 - March 20, 1995
FIRST ASSET MANAGEMENT, INC.
May 3, 1994 - May 31, 1994
A.J. MICHAELS & CO., LTD.
March 3, 1994 - April 26, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
K.C. WARD FINANCIAL
CRD#: 145135 / SEC#: , 8-67706
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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