Lonnie C. Sibley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lonnie Chester Sibley III, who also goes by Lonnie Chester Sibley, was a registered financial professional .
Lonnie is a previously registered financial professional and started their career in finance in 1993. Lonnie had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2013 - April 7, 2017
TRANSAMERICA RETIREMENT ADVISORS, LLC
February 8, 2007 - April 7, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
May 9, 2003 - February 2, 2007
FIRST WESTERN SECURITIES, INC.
May 9, 2003 - February 2, 2007
FIRST WESTERN SECURITIES, INC.
March 16, 2001 - March 3, 2003
INVESTMENT PROFESSIONALS, INC.
March 16, 2001 - March 3, 2003
INVESTMENT PROFESSIONALS, INC.
April 26, 2000 - December 21, 2000
CUNA BROKERAGE SERVICES, INC.
October 8, 1998 - January 12, 2000
FIRST WESTERN SECURITIES, INC.
July 15, 1997 - May 26, 1998
VOYA FINANCIAL ADVISORS, INC.
May 6, 1997 - July 17, 1997
MONY SECURITIES CORPORATION
November 10, 1995 - February 25, 1997
MM ASCEND LIFE INVESTOR SERVICES, LLC
May 26, 1995 - November 6, 1995
LINCOLN INVESTMENT
June 24, 1994 - May 24, 1995
FIRST WESTERN SECURITIES, INC.
June 3, 1993 - June 15, 1994
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 1993 - June 15, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
