Christine A. Leslie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Adele Leslie, who also goes by Christine Adele Ickes, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1993. Christine had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2021 - November 7, 2024
CHELSEA FINANCIAL SERVICES
January 28, 2003 - February 10, 2021
CETERA FINANCIAL SPECIALISTS LLC
November 25, 2002 - January 27, 2003
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.
February 13, 1996 - November 29, 2002
OSAIC WEALTH, INC.
January 22, 1996 - March 21, 1996
SUNAMERICA SECURITIES, INC.
December 10, 1993 - January 15, 1996
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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