Frank G. Passalaqua

CURRAN FINANCIAL PARTNERS

DANIEL ISLAND, SC 29492

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CRD#: 2353514

Professional summary

Frank Gerard Passalaqua is a registered financial advisor currently at CURRAN FINANCIAL PARTNERS, LLC located in Daniel Island, South Carolina.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Frank has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bene Hospitality 1324 Theater Dr Mt Pleasant, SC 29466. Silent Investor, started 11/2019. Zero hours devoted to the business. No decision making duties Table 95 Hospitality (CTH Investors LLC) 1100 East Hector St, Ste 225 Conshohocken, PA 19428, Silent Investor, started 06/2010. Zero hours devoted to the business. No decision making duties Licensed to sell life and health insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Gerard Passalaqua's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2021 - Present

CURRAN FINANCIAL PARTNERS, LLC

Office #1: 115 River Landing Dr Suite 200, Daniel Island, SC 29492

RIA

CRD#: 281943

DANIEL ISLAND, SC

Past

August 28, 2017 - October 25, 2017

THE VERTICAL GROUP

CRD#: 104353

RED BANK, NJ

Past

May 26, 2011 - August 30, 2017

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

SHREWSBURY, NJ

Past

March 23, 2010 - May 26, 2011

SETON SECURITIES GROUP, INC.

CRD#: 18044

UNION BEACH, NJ

Past

October 3, 2006 - March 5, 2010

STERNE, AGEE & LEACH, INC.

CRD#: 791

EATONTOWN, NJ

Past

January 3, 2005 - January 3, 2005

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

January 3, 2005 - October 3, 2006

INTL CUSTODY & CLEARING SOLUTIONS INC.

CRD#: 23952

BIRMINGHAM, AL

Past

May 12, 2003 - December 17, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

March 11, 2002 - April 2, 2003

PUGLISI & CO.

CRD#: 19451

NEW YORK, NY

Past

March 21, 1997 - October 31, 2001

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

August 29, 1994 - October 22, 1996

RICKEL & ASSOCIATES, INC.

CRD#: 7839

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/17/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/1/1994

General Securities Representative Examination

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

CURRAN FINANCIAL PARTNERS, LLC | MOUNTAIN LAUREL INVESTMENT GROUP, LLC

CRD#: 281943 / SEC#: 801-119322

RIA

Registered Investment Advisory firm - (8/20/2020 Approved)

Georgia

Registered Investment Advisory firm - (11/2/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (8/31/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (8/29/2020 Terminated)

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Contact information

Main Address

115 River Landing Dr Suite 200, Daniel Island, SC 29492

Mailing Address

Phone number

(843) 300-1182

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3,590
AUM (Assets Under Management)	$ 592,868,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Frank G. Passalaqua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Gerard Passalaqua's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE VERTICAL GROUP

BUCKMAN, BUCKMAN & REID, INC.

SETON SECURITIES GROUP, INC.

STERNE, AGEE & LEACH, INC.

STERNE, AGEE & LEACH, INC.

INTL CUSTODY & CLEARING SOLUTIONS INC.

OPPENHEIMER & CO. INC.

PUGLISI & CO.

GRUNTAL & CO., L.L.C.

RICKEL & ASSOCIATES, INC.

Primary Firm SEC Registration

CURRAN FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/2021

Series 63

Date: 5/12/1995

SIE

Date: 10/25/2017

Series 55

Date: 3/17/2000

Series 7

Date: 3/1/1994

Current Firm

CURRAN FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CURRAN FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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