Daniel A. Lindsay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Aaron Lindsay, who also goes by Daniel Aaron Horowitz, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2011 - December 31, 2012
W&L CAPITAL MANAGEMENT, LLC
October 7, 2010 - December 31, 2010
W&L CAPITAL MANAGEMENT, LLC
November 19, 2003 - July 21, 2010
EVG ASSET MANAGEMENT LLC
September 18, 2001 - January 3, 2003
COWEN PRIME SERVICES TRADING LLC
August 2, 1996 - January 14, 2000
B. RILEY SECURITIES, INC.
June 24, 1993 - November 15, 1994
SCOTTRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
W&L CAPITAL MANAGEMENT, LLC
CRD#: 153526 / SEC#:
Contact information
Red Flags
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