Bayard F. Tracy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bayard Francis Tracy was a registered financial professional .
Bayard is a previously registered financial professional and started their career in finance in 1994. Bayard had worked at 4 firms and has passed the Series 63, Series 65, Series 52, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2005 - August 24, 2005
RMIN SECURITIES, INC.
January 21, 2005 - December 31, 2017
THE INSTITUTE
March 10, 2003 - April 1, 2003
AMERICAN SKANDIA ADVISORY SERVICES, INC.
September 2, 1994 - April 1, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
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Exams
Current Firm
RMIN SECURITIES, INC.
CRD#: 47274 / SEC#: , 8-51724
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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