Michael C. Coen

EAST WEST ADVISERS

Furlong, PA

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CRD#: 2353391

Professional summary

Michael Christopher Coen is a registered financial advisor currently at EAST WEST ADVISERS located in Furlong, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCC Advisory - Founder and only employee 3053 E. Brighton St. Furlong, PA 18925 Company founded September, 2016 Nature of the business: freelance consulting - may be investment related, depending on the assignment Hours: part-time work, with time commitment and scheduling dependent on the nature of any given assignment Also, managing member of Horizons Capital LLC, founded in July 2019. Horizons Capital LLC is an investment management company that manages a small private fund. This fund is not actively marketed to any East West Advisers clients, and we do not use our discretionary authority to place any East West Advisers customer assets into the fund (any prospective investors in that fund would have to complete separate subscription paperwork).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Coen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2017 - Present

EAST WEST ADVISERS

RIA

CRD#: 285447

Furlong, PA

Past

June 16, 1999 - November 10, 2016

SESLIA SECURITIES

CRD#: 30624

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/3/2017)

IAR

Pennsylvania
(5/3/2017)

IAR

Texas
(6/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/6/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/18/2005

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/22/2003

General Securities Principal Examination

Current Firm

EAST WEST ADVISERS

EAST WEST ADVISERS | EAST WEST ADVISERS, LLC

CRD#: 285447 / SEC#:

California

Registered Investment Advisory firm - (5/3/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/3/2017 Approved)

Texas

Registered Investment Advisory firm - (6/27/2017 Conditional Restricted)

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Contact information

Main Address

Furlong, PA

Mailing Address

Phone number

(267) 406-0850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 4,433,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Coen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Coen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SESLIA SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2017

Series 63

Date: 6/21/1999

SIE

Date: 11/10/2016

Series 55

Date: 3/6/2000

Series 7

Date: 6/15/1999

Series 4

Date: 5/18/2005

Series 24

Date: 7/22/2003

Current Firm

EAST WEST ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAST WEST ADVISERS

TRUST BUT VERIFY

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