Scott S. Chaisson

COMPASS CAPITAL

Braintree, MA 02184-8734

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CRD#: 2353375

Professional summary

Scott Stephen Chaisson is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Braintree, Massachusetts and COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 9, Series 14, Series 10, Series 23 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compass Securities Insurance Agency-licensed to sell life insurance and annuities-President-start 10/15/17

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Stephen Chaisson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2015 - Present

COMPASS CAPITAL CORPORATION

Office #1: 50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

RIA

CRD#: 112323

Braintree, MA

Current

July 15, 2015 - Present

COMPASS SECURITIES CORPORATION

Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Office #2: 50 Braintree Hill Office Park Ste 105, Braintree, MA 02184

CRD#: 16168

Braintree, MA

Past

July 20, 2012 - November 24, 2014

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA

CRD#: 131631

MIAMI, FL

Past

April 20, 2012 - November 24, 2014

CAPITAL GUARDIAN, LLC

CRD#: 137919

MIAMI, FL

Past

January 10, 2011 - January 9, 2012

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

March 11, 2010 - January 12, 2011

OSAIC WEALTH, INC.

CRD#: 23131

BOCA RATON, FL

Past

May 29, 2009 - October 15, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

SARASOTA, FL

Past

March 18, 2009 - October 15, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

SARASOTA, FL

Past

May 15, 2006 - March 16, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

MIAMI, FL

Past

May 1, 2006 - March 16, 2009

STANFORD GROUP COMPANY

CRD#: 39285

MIAMI, FL

Past

October 20, 2004 - May 2, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOCA RATON, FL

Past

October 20, 2004 - May 2, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOCA RATON, FL

Past

August 11, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

BEDFORD, MA

Past

July 16, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

February 22, 2000 - July 25, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 27, 1995 - December 20, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

May 15, 1993 - October 25, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(11/1/2016)

Kansas
(11/8/2016)

Massachusetts
(7/17/2015)

IAR

Massachusetts
(8/6/2015)

New Jersey
(11/7/2016)

New Mexico
(11/2/2016)

Ohio
(11/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/7/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/11/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 23

Date: 2/14/2005

General Securities Principal Sales Supervisor

Principal/Supervisory Exam

Series 8

Date: 3/26/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

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Contact information

Main Address

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

Mailing Address

Phone number

(781) 535-6083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott S. Chaisson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Stephen Chaisson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

INSIGNEO SECURITIES, LLC

OSAIC WEALTH, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

CITIGROUP GLOBAL MARKETS INC.

FIDELITY BROKERAGE SERVICES LLC

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

COMPASS CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2011

Series 63

Date: 5/11/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/7/1995

Series 6

Date: 5/11/1993

Series 24

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 23

Date: 2/14/2005

Series 8

Date: 3/26/1996

FINRA

Current Firm

COMPASS CAPITAL CORPORATION

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL CORPORATION

TRUST BUT VERIFY

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