Michele A. Moskonas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Angela Moskonas, CFP® was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1993. Michele had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2021 - October 14, 2022
TD AMERITRADE, INC.
July 27, 2021 - December 20, 2023
TD AMERITRADE, INC.
June 5, 2013 - January 8, 2024
CHARLES SCHWAB & CO., INC.
June 5, 2013 - January 8, 2024
CHARLES SCHWAB & CO., INC.
April 28, 1994 - May 14, 2013
STRATEGIC ADVISERS LLC
June 15, 1993 - May 13, 2013
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/16/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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