Steven A. Kienzle

KIENZLE WEALTH CONSULTING LLC

Nokomis, FL

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CRD#: 2353137

Professional summary

Steven Andrew Kienzle, CFP® is a registered financial advisor currently at KIENZLE WEALTH CONSULTING LLC located in Nokomis, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Steven has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Andrew Kienzle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7784

SARASOTA, FL

Past

June 28, 1993 - December 23, 1993

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/1993

General Securities Representative Examination

Current Firm

KIENZLE WEALTH CONSULTING LLC

CRD#: 316758 / SEC#:

Florida

Registered Investment Advisory firm - (3/16/2022 Approved)

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Contact information

Main Address

Nokomis, FL

Mailing Address

Phone number

(941) 232-8855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven A. Kienzle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Andrew Kienzle's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIENZLE WEALTH CONSULTING LLC

ANTONETTI CAPITAL MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

PNC CAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2001

Series 63

Date: 6/14/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/26/1993

Current Firm

KIENZLE WEALTH CONSULTING LLC

Contact information

Documents

Red Flags

Company Information

KIENZLE WEALTH CONSULTING LLC

TRUST BUT VERIFY

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