Peter F. Olnowich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Olnowich, who also goes by Peter Francis Olnowich Jr, Peter Jr Olnowich, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - September 10, 2020
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
February 25, 2011 - August 21, 2012
CITIGROUP GLOBAL MARKETS INC.
December 17, 2007 - March 24, 2009
CITIGROUP GLOBAL MARKETS INC.
October 23, 2003 - January 17, 2006
ICBC STANDARD SECURITIES INC.
December 5, 1997 - August 29, 2003
CITIGROUP GLOBAL MARKETS INC.
March 13, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 3, 1993 - March 7, 1997
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
CRD#: 130847 / SEC#: , 8-66397
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD CHARTERED HOLDINGS INC. | OWNER | |
| DEFILIPPO, MANDY J | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 7184614 |
| HAUSCHILD, AUGUST DANIEL | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | 4287421 |
| JONES, PAUL FAULKNER | CHIEF RISK OFFICER | 7630280 |
| NIELSEN, PETER | FINANCIAL AND OPERATIONS PRINCIPAL | 1072259 |
| PAULIC, JACINTA | CHIEF COMPLIANCE OFFICER, HEAD, CFCC ADVISORY FM AMERICAS | 5823367 |
Red Flags
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