Daniel G. Hatch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Glenn Hatch was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1993. Daniel had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2004 - November 3, 2010
TERRA NOVA FINANCIAL, LLC
January 13, 2003 - August 26, 2003
QUICK & REILLY, INC.
April 10, 2002 - August 26, 2003
QUICK & REILLY, INC.
September 8, 2000 - August 15, 2001
TD AMERITRADE, INC.
May 21, 1993 - December 2, 1993
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TERRA NOVA FINANCIAL, LLC
CRD#: 37761 / SEC#: , 8-47943
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
