Nancy A. Nawn

FACET

Runnemede, NJ

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CRD#: 2352579

Professional summary

Nancy Anne Nawn, CFP®, CIMA® is a registered financial advisor currently at FACET located in Runnemede, New Jersey.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nancy has worked at 8 firms and has passed the Series 66, Series 65 and Series 7 exams.

Core Areas of Focus

Baby Boomers

Fixed Fee (Subscription

Retainer

etc.)

Generation X

Investment Advice without Ongoing Management

Retirement Planning & Distribution Rules

Women's Financial Planning Issues

Biography

Member of the Financial Planning Association

Member of the Investments and Wealth Institute

Member of the XY Planning Network

Member of the National Association of Personal Financial Advisors

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Retirement Planning

Retirement Income Management

Social Security Planning

Debt Management

Insurance Planning

Comprehensive Financial Planni...

Long-term Care

Tax Planning

Investment Planning

Budgeting

Estate Planning

Divorce Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Anne Nawn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

CRD#: 7691

NEW YORK, NY

Past

August 12, 1998 - March 3, 2004

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/17/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/10/1998

General Securities Representative Examination

Current Firm

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

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Contact information

Main Address

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411

Mailing Address

Phone number

(443) 376-6222

Established

Firm type

Fiscal year end

# of Employees

168

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/4/2026)

Regulatory assets under management

Total Number of Accounts	39,720
AUM (Assets Under Management)	$ 6,037,907,630

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Nancy A. Nawn

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Anne Nawn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWM, LLC

ORIGIN INVESTMENT ADVISORY LLC

WATCHDOG PLANNING LLC

MERCER GLOBAL ADVISORS INC.

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

FACET

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2005

Series 65

Date: 4/17/2001

Series 7

Date: 8/10/1998

Current Firm

FACET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FACET

TRUST BUT VERIFY

Contact information

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