Rene Garcia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rene Garcia, who also goes by Rennie Garcia, was a registered financial professional .
Rene is a previously registered financial professional and started their career in finance in 1993. Rene had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2004 - March 30, 2017
USAA FINANCIAL ADVISORS, INC.
May 19, 1999 - March 30, 2017
USAA FINANCIAL PLANNING SERVICES
March 22, 1999 - December 31, 2003
USAA INVESTMENT SERVICES COMPANY
October 10, 1997 - December 9, 1998
CETERA WEALTH SERVICES, LLC
January 10, 1995 - October 6, 1997
USAA INVESTMENT SERVICES COMPANY
November 9, 1993 - November 22, 1994
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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