Robert J. Brown

LEGACY ESTATE PLANNING GROUP

Omaha, NE 68114

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CRD#: 2352552

Professional summary

Robert Joseph Brown JR, who also goes by Robert J. Brown, Robert Brown, is a registered financial advisor currently at LEGACY ESTATE PLANNING GROUP, INC. located in Omaha, Nebraska.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert J. Brown | Robert Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEGACY WEALTH STRATEGIES, L.L.C; 17310 WRIGHT STREET, SUITE 200, OMAHA, NE 68130; INSURANCE SERVICES; PRESIDENT/INSURANCE AGENT; 01/2005; APPROX. 120 HRS/MO. SPENT IN THIS BUSINESS; PROVIDES INSURANCE RELATED SERVICES THROUGH THE CONSULTATION OF AND SALE OF INSURANCE AND FIXED AND TRADITIONAL ANNUITIES TO ITS INSURANCE CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2010 - Present

LEGACY ESTATE PLANNING GROUP, INC.

Office #1: 900 South 74th Plaza Suite 101, Omaha, NE 68114

RIA

CRD#: 152422

Omaha, NE

Past

December 8, 1995 - September 6, 1996

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 34902

LEAWOOD, KS

Past

December 7, 1993 - September 12, 1995

GWR INVESTMENTS, INC.

CRD#: 25312

OMAHA, NE

Past

May 24, 1993 - April 17, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 24, 1993 - April 17, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(5/28/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/21/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEGACY ESTATE PLANNING GROUP, INC.

CRD#: 152422 / SEC#:

Nebraska

Registered Investment Advisory firm - (5/28/2010 Approved)

Texas

Registered Investment Advisory firm - (11/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

900 South 74th Plaza Suite 101, Omaha, NE 68114

Mailing Address

Phone number

(402) 614-9489

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY ESTATE PLANNING GROUP, INC.

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

GWR INVESTMENTS, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2010

Series 63

Date: 5/24/1993

Series 6

Date: 5/21/1993

Current Firm

LEGACY ESTATE PLANNING GROUP, INC.

Contact information

Documents

Red Flags

Company Information

LEGACY ESTATE PLANNING GROUP, INC.

TRUST BUT VERIFY

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