David W. Collett
Professional summary
David Wendall Collett, who also goes by David Wendell Collett, is a registered financial professional currently at HAMILTON GRANT LLC located in Calabasas, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 6, Series 27, Series 24, Series 26 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wendall Collett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2020 - Present
HAMILTON GRANT LLC
Office #1: 26963 Alsace Drive, Calabasas, CA 91302August 28, 2019 - June 16, 2020
ONEFUND, LLC
May 10, 2018 - August 28, 2019
THE INDEX GROUP, LIMITED LIABILITY COMPANY
November 12, 2012 - December 24, 2018
UAT RESOURCES, LLC
November 30, 2007 - May 18, 2010
UNX LLC
June 25, 2007 - August 20, 2007
COUNTRYWIDE SECURITIES CORPORATION
May 6, 2005 - October 24, 2005
LEGG MASON WOOD WALKER, INCORPORATED
October 10, 2002 - October 15, 2003
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 9, 2001 - October 9, 2003
SII INVESTMENTS, INC.
July 3, 2001 - October 9, 2003
INVEST FINANCIAL CORPORATION
July 2, 2001 - October 9, 2003
NATIONAL PLANNING CORPORATION
July 2, 2001 - October 9, 2003
INVESTMENT CENTERS OF AMERICA, INC.
May 2, 1996 - July 5, 2001
LPL FINANCIAL LLC
February 5, 1994 - April 30, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 28, 1993 - November 16, 1993
BERKELEY INTERNATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HAMILTON GRANT LLC
CRD#: 166180 / SEC#: , 8-69192
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| KUO, ANDREW C | MEMBER | 4415637 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
Red Flags
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