Raymond C. Bock
Professional summary
Raymond Christopher Bock III, who also goes by Raymond Bock III, is a registered financial advisor currently at ROCKDALE FINANCIAL SERVICES, INC. located in Eatontown, New Jersey and CETERA ADVISORS LLC located in Eatontown, New Jersey.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Raymond has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Christopher Bock III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2010 - Present
ROCKDALE FINANCIAL SERVICES, INC.
Office #1: 99 Corbett Way Suite 103, Eatontown, NJ 07724January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 99 Corbett Way Ste 103, Eatontown, NJ 07724August 2, 2007 - January 31, 2019
CETERA ADVISORS LLC
May 26, 1998 - January 1, 2004
VESTAX SECURITIES CORPORATION
March 24, 1997 - July 20, 1998
AMERICAN CAPITAL CORPORATION
July 14, 1993 - May 31, 1995
AMERICAN CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2023)
(2/14/2024)
(1/1/2004)
(1/25/2010)
(2/26/2025)
(2/10/2023)
(4/26/2019)
(2/9/2023)
(10/23/2024)
Exams
FINRA
Current Firm
ROCKDALE FINANCIAL SERVICES, INC.
CRD#: 128829 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 58,852,069 |
Red Flags
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