RB
Raymond C. Bock
ROCKDALE FINANCIAL SERVICES
Eatontown, NJ 07724
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CRD#: 2352345
RB
Professional summary
Raymond Christopher Bock III, who also goes by Raymond Bock III, is a registered financial advisor currently at ROCKDALE FINANCIAL SERVICES, INC. located in Eatontown, New Jersey and CETERA ADVISORS LLC located in Eatontown, New Jersey.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Raymond has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond Bock Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROCKDALE FINANCIAL SERVICES, INC.; INVESTMENT-RELATED; ADDRESS SAME AS REGISTERED LOCATION; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE; STARTED 08/2013; APPROXIMATELY 8 HOURS PER WEEK, 8 HOURS DURING SECURITIES TRADING HOURS; ASSET ALLOCATION MODELING THROUGH THIRD-PARTY MONEY MANAGEMENT. 2. FIXED INSURANCE WITH VARIOUS COMPANIES; NOT INVESTMENT-RELATED; ADDRESS SAME AS REGISTERED LOCATION; STARTED 1998; APPROXIMATELY 5 HOURS PER WEEK, VARIES DURING SECURITIES TRADING HOURS; INSURANCE AGENT SELLS LIFE AND ANNUITIES. 3. REAL ESTATE; NOT INVESTMENT-RELATED; ADDRESS SAME AS REGISTERED LOCATION; MANAGE AND SALE OF INVESTMENT PROPERTY; 50% OWNER; STARTED 02/2016; APPROXIMATELY 4 HOURS PER WEEK; 3 HOURS DURING SECURITIES TRADING HOURS; SHARE IN PURCHASE, MANAGEMENT, & SALE OF INVESTMENT PROPERTY. 4. PEAS AND CARROTS AGENCY LLC; NOT INVESTMENT-RELATED; 13900 COUNTY RD 455, SUITE 107 #447, CLERMONT, FL 34711; TALENT AGENCY; TALENT; STARTED 02/2025; APPROXIMATELY 0 TO 20 HOURS PER MONTH, APPROXIMATELY 0 TO 20 HOURS DURING SECURITIES TRADING HOURS; ACTING.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Christopher Bock III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2010 - Present
ROCKDALE FINANCIAL SERVICES, INC.
Office #1: 99 Corbett Way Suite 103, Eatontown, NJ 07724RIA
CRD#: 128829
Eatontown, NJ
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 99 Corbett Way Ste 103, Eatontown, NJ 07724BD
CRD#: 10299
Eatontown, NJ
Past
August 2, 2007 - January 31, 2019
CETERA ADVISORS LLC
RIA
CRD#: 10299
BRADLEY BEACH, NJ
Past
May 26, 1998 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
March 24, 1997 - July 20, 1998
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
Past
July 14, 1993 - May 31, 1995
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/7/2023)
IAR
Florida(2/14/2024)
RR
New Jersey(1/1/2004)
IAR
New Jersey(1/25/2010)
RR
New York(2/26/2025)
RR
North Carolina(2/10/2023)
IAR
Pennsylvania(4/26/2019)
RR
Texas(2/9/2023)
IAR
Texas(10/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKDALE FINANCIAL SERVICES, INC.
ROCKDALE ASSOCIATES, INC. | ROCKDALE FINANCIAL SERVICES, INC. | ROCKDALE FINANCIAL SERVICES INC.
CRD#: 128829 / SEC#:
Florida
Registered Investment Advisory firm - (11/30/2017 Approved)New Jersey
Registered Investment Advisory firm - (2/18/1998 Approved)Pennsylvania
Registered Investment Advisory firm - (4/25/2019 Approved)Texas
Registered Investment Advisory firm - (5/9/2017 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
99 Corbett Way Suite 103, Eatontown, NJ 07724
Mailing Address
Phone number
(732) 695-2100
Established
Firm type
Fiscal year end
# of Employees
6
Regulatory assets under management
| Total Number of Accounts | 368 |
| AUM (Assets Under Management) | $ 65,657,369 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKDALE FINANCIAL SERVICES, INC.
CRD#: 128829Eatontown, NJ 07724TRUST BUT VERIFY
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