Kimber W. Heaton

HEATON FINANCIAL, PC

CEDAR CITY, UT 84720

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CRD#: 2352325

Professional summary

Kimber Wendel Heaton, CFP® is a registered financial advisor currently at HEATON FINANCIAL, PC located in Cedar City, Utah.

Kimber is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kimber has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MEMBER AND THE MANAGER OF THE WENDEL AND PATSY HEATON FAMILY LLC. THE LLC HOLDS FAMILY REAL ESTATE AND CASH AND IS NOT INVESTMENT RELATED. I SPEND LESS THAN 1/2 HOUR PER MONTH WITH MY RESPONSIBILITIES WHICH INCLUDE RECONCILING BANK STATEMENTS AND PAYING PROPERTY TAXES. I AM LICENSED AS AN INSURANCE AGENT AND SPEND TIME EACH MONTH HANDLING INSURANCE RELATED BUSINESS, MOSTLY RELATED TO THE SALE AND SERVICING FIXED ANNUITIES. GENERALLY, LESS THAN 10% OF MY TIME IS SPENT ON THIS. AND OVERALL IT IS LESS THAN 10% OF MY BUSINESS, ALTHOUGH SOME OF IT MAY TAKE PLACE DURING MARKET HOURS. I AM ALSO A MEMBER MANAGER OF COAL CREEK HOLDINGS LLC WHICH WILL HOLD AND FROM TIME TO TIME MAY PURCHASE REAL ESTATE. THIS BUSINESS IS NOT AFFILIATED WITH HEATON FINANCIAL, PC AND IS NOT INVESTMENT RELATED. I EXPECT TO SPEND LESS THAN 2 HOURS EACH MONTH WITH THIS ENDEAVOR WHICH COULD INCLUDE LOOKING AT PROPERTIES, PAYING BILLS, OR KEEPING FINANCIAL RECORDS. I ALSO SERVE AS THE TRUSTEE FOR THE CARMEN H. WATSON TRUST AND THE CATHERINE IVES TRUST AND SPEND ABOUT 10 HOURS EACH MONTH MANAGING ASSETS AND MAKING DISTRIBUTIONS FROM THESE TWO TRUSTS. ABOUT 5 HOURS EACH MONTH MAY BE DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimber Wendel Heaton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 23, 2005 - Present

HEATON FINANCIAL, PC

Office #1: 337 S Main, Suite 120, Cedar City, UT 84720

RIA

CRD#: 134578

CEDAR CITY, UT

Past

January 24, 1996 - August 25, 2005

ZIONS DIRECT, INC.

RIA

CRD#: 17776

CEDAR CITY, UT

Past

August 29, 1995 - August 25, 2005

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

August 16, 1993 - August 14, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/23/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/1993

General Securities Representative Examination

Current Firm

HEATON FINANCIAL, PC

CRD#: 134578 / SEC#:

Utah

Registered Investment Advisory firm - (8/23/2005 Approved)

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Contact information

Main Address

337 S Main, Suite 120, Cedar City, UT 84720

Mailing Address

Phone number

(435) 865-9991

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	617
AUM (Assets Under Management)	$ 107,645,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimber W. Heaton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimber Wendel Heaton's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEATON FINANCIAL, PC

ZIONS DIRECT, INC.

ZIONS DIRECT, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/1995

Series 63

Date: 6/18/1993

Series 7

Date: 8/13/1993

Current Firm

HEATON FINANCIAL, PC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEATON FINANCIAL, PC

TRUST BUT VERIFY

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