Daniela R. Denaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniela Rosaria Denaro, who also goes by Daniela R Denaro, Daniela Rosaria Denaro, Daniela Denaro Noll, was a registered financial professional .
Daniela is a previously registered financial professional and started their career in finance in 1993. Daniela had worked at 6 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2013 - July 31, 2014
BARON CAPITAL, INC.
September 12, 2011 - July 3, 2013
CITIGROUP GLOBAL MARKETS INC.
August 18, 2009 - July 3, 2013
CITIGROUP GLOBAL MARKETS INC.
July 3, 2007 - January 6, 2009
UBS FINANCIAL SERVICES INC.
January 13, 2001 - June 20, 2007
DEUTSCHE BANK SECURITIES INC.
January 22, 1999 - January 13, 2001
DB ALEX. BROWN LLC
January 17, 1994 - April 25, 1996
CITIGROUP GLOBAL MARKETS INC.
June 24, 1993 - January 17, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/21/2005
Limited Representative-Equity Trader ExamCurrent Firm
BARON CAPITAL, INC.
CRD#: 10538 / SEC#: , 8-27533
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | |
| BARON, RONALD STEPHEN | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 13187 |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BARON, DAVID ROBERT | DIRECTOR | 3245808 |
| BARON, MICHAEL R. | DIRECTOR | 4393612 |
| BEASLEY, LOUIS BARRETT | CHIEF COMPLIANCE OFFICER | 3156061 |
| GREENBERG, CLIFFORD | DIRECTOR AND SENIOR VICE PRESIDENT | 2292041 |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 |
| PATALINO, PATRICK MICHAEL | SVP, CHIEF OPERATING OFFICER | 4481185 |
| PECK, ANDREW JOSHUA | DIRECTOR AND SENIOR VICE PRESIDENT | 5348729 |
| ROBBINS, SUSAN JAN | DIRECTOR AND VICE PRESIDENT | 840688 |
| TREGLIA, KRISTINE F | VP, CHIEF LEGAL OFFICER | 6384500 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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