JA

Joseph P. Alexopoulos

Some features on this profile are disabled
CRD#: 2352055
JA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Peter Alexopoulos, CFP® was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1993. Joseph had worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

July 22, 2020 - May 28, 2024

COMPOSITION WEALTH, LLC

RIA
CRD#: 143483
LOS ANGELES, CA
Past

January 3, 2006 - January 4, 2007

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
SANTA MONICA, CA
Past

October 14, 2005 - December 31, 2020

AEQUITAS WEALTH MANAGEMENT, LLC

RIA
CRD#: 135893
LOS ANGELES, CA
Past

January 2, 2003 - March 4, 2004

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

January 21, 1994 - January 26, 2001

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

November 9, 1993 - January 22, 1994

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

July 1, 1993 - October 6, 1993

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COMPOSITION WEALTH, LLC
COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA
Registered Investment Advisory firm - (3/22/2012 Approved)
California
Registered Investment Advisory firm - (4/11/2012 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


CW
COMPOSITION WEALTH, LLC
COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA
Registered Investment Advisory firm - (3/22/2012 Approved)
California
Registered Investment Advisory firm - (4/11/2012 Terminated)
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Contact information


Main Address
11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064
Mailing Address
Phone number
(310) 246-1243
Established
Firm type
Fiscal year end
# of Employees
94

SEC notice filing (39 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts8,671
AUM (Assets Under Management)$ 6,714,187,844

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMPOSITION WEALTH, LLC

CRD#: 143483

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