AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CJ

Christine L. Jordan

Some features on this profile are disabled
CRD#: 2352029
CJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Lois Jordan, who also goes by Christine L Jordan, Christine L Sebree, Christine Lois Wurster, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1994. Christine had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christine L Jordan | Christine L Sebree | Christine Lois Wurster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CLJ STUDIOS, 1861 HIBBARDDR, STOW, OH, 44224, FREELANCE PHOTOGRAPHY, OWNER, 4HR/WK.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 6, 2018 - September 26, 2022

PRESPER FINANCIAL ARCHITECTS, LLC

RIA
CRD#: 297538
AKRON, OH
Past

March 12, 2010 - August 31, 2018

CETERA ADVISORS LLC

RIA
CRD#: 10299
AKRON, OH
Past

March 12, 2010 - August 31, 2018

CETERA ADVISORS LLC

BD
CRD#: 10299
AKRON, OH
Past

September 8, 2009 - March 19, 2010

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HUDSON, OH
Past

February 9, 2007 - March 19, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HUDSON, OH
Past

April 28, 1995 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
HUDSON, OH
Past

December 14, 1994 - March 14, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 14, 1994 - December 22, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PRESPER FINANCIAL ARCHITECTS, LLC
PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA
Registered Investment Advisory firm - (8/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/7/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/4/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/12/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/21/2001
General Securities Sales Supervisor - Options Module Examination

Current Firm

PF
PRESPER FINANCIAL ARCHITECTS, LLC
PRESPER FINANCIAL ARCHITECTS, LLC | PROSPERO FINANCIAL

CRD#: 297538 / SEC#: 801-113773

RIA
Registered Investment Advisory firm - (8/1/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
441 Wolf Ledges Parkway Suite 103, Akron, OH 44311-1077
Mailing Address
Phone number
(330) 253-6000
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-WRAP (2/25/2025)

Regulatory assets under management

Total Number of Accounts1,657
AUM (Assets Under Management)$ 316,896,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRESPER FINANCIAL ARCHITECTS, LLC

CRD#: 297538

TRUST BUT VERIFY

Monitor Christine Jordan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.