EW

Edward N. Weeks

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CRD#: 2351808
EW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Nial Weeks, who also goes by Ed Weeks Jr, Eddie Weeks, Edward Nial Weeks Jr, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ed Weeks Jr | Eddie Weeks | Edward Nial Weeks Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 29, 1997 - July 24, 2000

MARKETREND SECURITIES, LTD.

BD
CRD#: 34423
NEW YORK, NY
Past

September 2, 1997 - October 2, 1997

SBC WARBURG DILLON READ INC.

BD
CRD#: 1650
STAMFORD, CT
Past

October 4, 1996 - September 2, 1997

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

November 5, 1993 - December 30, 1993

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

November 5, 1993 - September 12, 1996

MARKETREND SECURITIES, LTD.

BD
CRD#: 34423
NEW YORK, NY
Past

June 24, 1993 - October 12, 1993

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MS
MARKETREND SECURITIES, LTD.
MARKETREND SECURITIES, LTD.

CRD#: 34423 / SEC#: , 8-46399

BD
Terminated by SEC on 07/12/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 06/17/1993
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LEUNIS, FRED JOSEPHPRESIDENT/CCO307543
LUCKER, JOHN WESLEYCHEIF FINANCAIL OFFICER1645336

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARKETREND SECURITIES, LTD.

CRD#: 34423

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