Norman J. Brodeur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman John Brodeur JR was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1993. Norman had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2021 - October 11, 2021
AEON GLOBAL ASSET MANAGEMENT LLC
October 23, 2002 - October 31, 2002
WOODSTOCK FINANCIAL GROUP, INC.
October 23, 2002 - August 24, 2004
AURA FINANCIAL SERVICES, INC.
March 27, 2001 - October 31, 2002
SALOMON GREY FINANCIAL CORPORATION
June 5, 2000 - April 16, 2001
HAPOALIM SECURITIES USA, INC.
December 5, 1997 - June 13, 2000
CAMBRIDGE CAPITAL, LLC
January 11, 1996 - December 19, 1997
GKN SECURITIES CORP.
July 1, 1994 - January 1, 1996
GRUNTAL & CO., L.L.C.
June 24, 1993 - July 27, 1994
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
AEON GLOBAL ASSET MANAGEMENT LLC
CRD#: 310743 / SEC#: 801-120116
Contact information
Red Flags
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