John S. Kurtak
Professional summary
John Stanley Kurtak JR, who also goes by John S Kurtak, John Stanley Kurtak, John Stanley Jr Kurtak, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Scituate, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Stanley Kurtak JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2017 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
January 18, 2016 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116February 9, 2011 - December 7, 2015
TD AMERITRADE, INC.
February 9, 2011 - December 7, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 18, 2011 - December 7, 2015
TD AMERITRADE, INC.
May 22, 2009 - January 21, 2011
VOYA FINANCIAL PARTNERS, LLC
September 23, 2008 - March 24, 2009
VOYA FINANCIAL PARTNERS, LLC
March 9, 2007 - September 4, 2008
VOYA RETIREMENT ADVISORS, LLC
November 22, 2004 - November 16, 2006
NYLIFE DISTRIBUTORS LLC
June 28, 2004 - November 10, 2004
NYLIFE SECURITIES LLC
November 9, 1998 - April 15, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
March 26, 1997 - April 11, 1997
FIS SECURITIES, INC.
November 22, 1994 - March 21, 1997
COMMONWEALTH FINANCIAL NETWORK
August 31, 1993 - November 4, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 31, 1993 - November 4, 1994
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2020)
(12/1/2023)
(10/30/2020)
(1/18/2016)
(11/7/2017)
(10/30/2020)
(12/1/2023)
(10/30/2020)
(12/1/2023)
(10/30/2020)
(10/30/2020)
Exams
FINRA
Current Firm
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
