Mathis H. Shinnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathis Hanserd Shinnick, who also goes by Mathis Shinnick, was a registered financial professional .
Mathis is a previously registered financial professional and started their career in finance in 1993. Mathis had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2012 - June 17, 2015
SKYWORKS SECURITIES, LLC
March 19, 2012 - September 28, 2012
TNCP, LLC
May 11, 2006 - March 17, 2010
ZENITH SECURITIES LLC
August 15, 2001 - June 13, 2003
DELOITTE CORPORATE FINANCE LLC
August 28, 1993 - September 14, 2000
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SKYWORKS SECURITIES, LLC
CRD#: 128985 / SEC#: , 8-66190
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
