Peter M. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Michael Gallagher, who also goes by Peter Michael Gallagher Mr, Peter Michael Gallagher, Peter Gallagher, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2018 - October 22, 2019
BTIG, LLC
September 26, 2011 - August 29, 2012
MORGAN STANLEY & CO. LLC
November 4, 2010 - November 30, 2010
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
September 22, 2008 - December 10, 2008
BARCLAYS CAPITAL INC.
August 20, 2004 - September 22, 2008
LEHMAN BROTHERS INC.
April 7, 2003 - August 25, 2004
UBS SECURITIES LLC
June 30, 2000 - April 10, 2001
PIPER SANDLER & CO.
March 25, 1998 - July 6, 1999
LAZARD FRERES & CO. LLC
April 15, 1996 - March 13, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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