Steven L. Sherman

CS ADVISORS

Boca Raton, FL 33487

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CRD#: 2351182

Professional summary

Steven Lawrence Sherman is a registered financial advisor currently at CS ADVISORS INC. located in Boca Raton, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Sherman owns, controls and/or is actively engaged in and receives compensation from the following businesses: MRIF Management LLC ("MRIFM") - MRIFM is the General Partner to a Mortgage and Real Estate Fund ("MREIF"). The Fund holds mortgages and real estate. The Fund does not accept new investments and is in the process of returning assets to investors. MRIFM also services mortgages for MREIF. Mango Bay Property and Investments Inc. - The company handles all aspects of property and real estate asset management. 7999 N Federal Hwy LLC - This is a real estate holding company that holds passive real estate investments and the building where CS Advisors operates. Mr. Sherman's activities at these companies are managed in a manner so that they do not interfere with the time necessary to run and operate CS Advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lawrence Sherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2002 - Present

CS ADVISORS INC.

Office #1: 7999 N Federal Hwy Suite 101, Boca Raton, FL 33487

RIA

CRD#: 130729

Boca Raton, FL

Past

June 14, 2002 - June 9, 2005

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

BOCA RATON, FL

Past

August 9, 1994 - March 13, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/6/2002)

IAR

New York
(11/19/2021)

IAR

North Carolina
(4/3/2023)

IAR

Texas
(3/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2002

General Securities Representative Examination

Current Firm

CS ADVISORS INC.

CRD#: 130729 / SEC#: 801-67680

RIA

Registered Investment Advisory firm - (9/13/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/27/2011 Approved)

New York

Registered Investment Advisory firm - (6/14/2017 Approved)

North Carolina

Registered Investment Advisory firm - (3/28/2023 Approved)

Texas

Registered Investment Advisory firm - (3/15/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7999 N Federal Hwy Suite 101, Boca Raton, FL 33487

Mailing Address

Phone number

(561) 241-9301

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 98,023,935

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven L. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lawrence Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CS ADVISORS INC.

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2002

Series 7

Date: 6/13/2002

Current Firm

CS ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CS ADVISORS INC.

TRUST BUT VERIFY

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