Steven L. Sherman

CS ADVISORS

Boca Raton, FL 33487

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CRD#: 2351182

Professional summary

Steven Lawrence Sherman is a registered financial advisor currently at CS ADVISORS INC. located in Boca Raton, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lawrence Sherman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2002 - Present

CS ADVISORS INC.

Office #1: 7999 N Federal Hwy Suite 101, Boca Raton, FL 33487

RIA

CRD#: 130729

Boca Raton, FL

Past

June 14, 2002 - June 9, 2005

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

BOCA RATON, FL

Past

August 9, 1994 - March 13, 1995

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CS ADVISORS INC.

CRD#: 130729 / SEC#: 801-135242

RIA

Registered Investment Advisory firm - (1/23/2026 Approved)

Florida

Registered Investment Advisory firm - (1/28/2026 Terminated)

New York

Registered Investment Advisory firm - (1/28/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (2/12/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/28/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/6/2002)

IAR

New York
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2002

General Securities Representative Examination

Current Firm

CS ADVISORS INC.

CRD#: 130729 / SEC#: 801-135242

RIA

Registered Investment Advisory firm - (1/23/2026 Approved)

Florida

Registered Investment Advisory firm - (1/28/2026 Terminated)

New York

Registered Investment Advisory firm - (1/28/2026 Terminated)

North Carolina

Registered Investment Advisory firm - (2/12/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/28/2026 Terminated)

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Contact information

Main Address

7999 N Federal Hwy Suite 101, Boca Raton, FL 33487

Mailing Address

Phone number

(561) 241-9301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CS ADVISORS FORM ADV PART 2A FEBRUARY 2026 (2/13/2026)

Regulatory assets under management

Total Number of Accounts	322
AUM (Assets Under Management)	$ 118,044,036

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven L. Sherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lawrence Sherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CS ADVISORS INC.

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

Primary Firm SEC Registration

CS ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2002

Series 7

Date: 6/13/2002

Current Firm

CS ADVISORS INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CS ADVISORS INC.

TRUST BUT VERIFY

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