Billy M. Hamlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Morgan Hamlett was a registered financial advisor .
Billy is a previously registered financial advisor and started their career in finance in 1965. Billy had worked at 7 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2005 - July 22, 2005
HAMLETT INVESTMENT PLANNING
January 10, 2003 - December 31, 2004
HAMLETT INVESTMENT PLANNING
April 6, 1979 - July 28, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 13, 1978 - September 21, 1983
FSC SECURITIES CORPORATION
August 16, 1976 - March 23, 1978
FINANCIAL RESEARCH COMPANY
August 2, 1976 - August 19, 1980
CAPITOL SECURITIES COMPANY
August 26, 1974 - September 7, 1976
INTERNATIONAL SECURITIES CORP.
July 30, 1965 - September 23, 1974
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/28/1965
Registered Representative ExaminationF04
Date: 8/25/1976
Financial Principal ExaminationSeries 40
Date: 6/23/1976
Registered Principal ExaminationCurrent Firm
HAMLETT INVESTMENT PLANNING
CRD#: 118698 / SEC#: 801-67495
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 2,087,500 |
Red Flags
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